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Generic Course: Legislation, Role Players & Economy

Online

COURSE DESCRIPTION

CPD Accreditation detail:

Professional Body: Compliance Institute Southern Africa
CPD hour allocation: CPD Hours (online learning): 4 CPD hours    
CPD registration number: GiE20181000054 

Learners will gain sufficient knowledge and understanding of all the aspects that are generic to the various classes of business.  This course is offered as a stand alone CPD course and will provide learners with knowledge on the following generic topics:

  • The FAIS Act
  • The different classes of business defined in BN 194 of 2017
  • Financial Institutions within the South African financial Services sector
  • Industry standards and codes of conducts relevant to the various classes of business
  • Economic cycles and environmental factors
  • Risks to which classes of business are exposed to

 

LEARNING OBJECTIVE

At the end of this course, the learner will have core knowledge of the following:

  • general risks associated with the nine classes of business as well as the sub-classes where applicable
  • Investment and risk principles to be considered in the various classes of business
  • the typical role players in the financial services industry
  • the economic and environmental factors that have an impact on the financial services industry
  • the impact of applicable legislation
  • the inter-relationship between the various classes of business
  • industry standards and codes

 

WHO SHOULD REGISTER?

  • Existing Key Individual’s and Representatives who are under supervision in a particular sub category.
  • Newly appointed Key Individuals and Representatives
  • Existing Key Individual’s and Representatives not under supervision as a refresher and to earn CPD hours

 

ADMISSION REQUIREMENTS

No minimum requirement.